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The
following article which is being published by Dr. Charles Figley
in the journal “Traumatology” provides a plausible explanation
from the perspective of western science of the mechanisms at
work in acupressure-enhanced psychotherapy. The author provides salient
observations that may account for the remarkable effectiveness
that clinicians routinely report who work with this energy
psychology paradigm. I wish to express much thanks to my friend
Ron for writing this paper and for allowing it to also be
published on this website.
A Neurological Basis for
the Observed Peripheral Sensory Modulation of Emotional
Responses (or “Why
Acupressure-Enhanced Psychotherapy Works from a Western Scientific Perspective”)
Ronald A. Ruden, M.D., Ph.D.
A new
therapy for phobias, PTSD, addictive behaviors and other
psychological issues was first described by Dr. Roger Callahan
and involves thought activation of the problem followed by
tapping on certain acupoints in a specific sequence. In
addition, a gamut procedure involving further tapping, eye
movements and following simple commands is used. He calls his
method Thought Field Therapy. In most cases, the problems were
reportedly cured in a matter of minutes. We theorize about the
neuroanatomical and neurophysiological mechanisms underlying the
success of this technique.
We propose
that tapping and other sensory stimulation procedures globally
increase serotonin. The important structures specifically
involved in this therapy are the prefrontal cortex and the
amygdala. The success of this technique requires that glutamate
first be increased in the circuit that involves the conditioning
stimulus and the unconditioned stimulus. This analysis does not
define sequences for tapping. We suggest the name
Psychosensory Therapy
to encompass this specific treatment as well as to define a
broader new paradigm for the treatment of these problems.
Key
Words: Thought Field Therapy, Serotonin, Glutamate, Tapping,
Amygdala, Prefrontal Cortex, Phobia, Post Traumatic Stress
Disorder, Craving, Addictive Behavior
-----------------------------
INTRODUCTION
More than a decade ago, Callahan found
that tapping under the eye of an individual with a water
phobia immediately and permanently cured this problem
(Callahan, 1997). Callahan believes that activating a
distressful thought produces a perturbation in the energy field
that surrounds the body. His model is based on traditional
Chinese medicine, that is, when energy flow is disturbed a
person becomes ill. By tapping on specific traditional Chinese
medicine acupoints in a specific sequence these perturbations in
the energy ‘Thought Fields’ resume normal functioning and
healing occurs. He calls his method Callahan Techniques-Thought
Field Therapy (CT-TFT) (Callahan 1995, 2001). Variations
on this therapy have been developed and are available as web
based documents. These therapies constitute a field called
Energy Psychology (www.energypysch.org).
From an observational point of view, when TFT is applied, it
literally appears that a dimmer switch has been thrown. After a
successful treatment, as measured by a decreasing SUD that
ultimately reaches 1or 0, (Subjective Units of Distress, a 0-10
scale where 0 is none and 10 extreme distress as reported by the
patient) (modified from Wolpe 1958) thoughts that had
been clear were less so. Not only does the ability to generate a
clear image diminish, the response to that thought is often
gone, and for good! Sometimes the individual feels euphoric,
sometimes confused as to what happened, but always calmer.
A large study that involved over
29,000 patients was conducted using these procedures. The
results (Andrade & Feinstein 2003) are
remarkable. For a wide range of problems, such as specific
phobias, panic disorders, post-traumatic stress disorders, acute
stress disorders, and anxiety-depressive disorders this method
was deemed successful by independent evaluation in 76% of the
subjects. Also, in this category were a variety of painful
emotional states including grief, guilt, anger shame, jealousy,
rejection, and other painful memories. These techniques also
seemed to help impulse control disorders and cravings. These
researchers noted that most of the treatments did not require
the special protocols developed by Callahan (1995), rather they
found that for most disorders one sequence sufficed.
Fear, anger, grief, depression,
anxiety, aggression, cravings and other emotions represent a
complex neurophysiological response that involves both cortical
and subcortical systems. There are many ways to alter these
systems. These methods include the psychotherapies,
phamacotherapies, yoga, meditation, electro-convulsive shock,
acupuncture, hypnosis, psychosurgery, EMDR, stem cell
implantation, biofeedback, systematic desensitization,
neuroloinguistic programming and others. We make the assumption
that the mind is what the brain produces and therefore these
methods must variously affect the brain’s electrical activity,
the concentration of neurochemicals, the threshold to neuronal
activation and the neural connections that are available. By its
effects we judge that TFT calls forth similar responses.
A neurobiological model should be able
to explain several characteristics of this therapy. Firstly, why
is it necessary to activate the distress before it can be
treated? Secondly, why is the treatment specific, that is, if an
individual has a snake phobia and an elevator phobia these
problems need to treated separately? Thirdly, why does the same
protocol work for many different problems? Fourthly, why does
the distress appear to diminish during tapping as measured by a
decreasing SUD? Fifthly, what is the transduction event
that converts tapping into a biological event in the brain?
Lastly, how does this treatment produce a rapid and sometimes
permanent change in an individual’s response to the distressful
thought?
THE AMYGDALA AND EMOTION
Neuroimaging (Phan, Wager, Taylo, & Liberzon, 2004),
lesional ( Cousens & Otto, 1998, LeDoux & Cicchet &
Xagoraris & Romanski , 1990 Blanchard&Blanchard, 1972) and
neuroanatomic (Sah & Farber & Lopez De Armatntia & Powers,
2003) studies point to the amygdala as the final common
pathway for expression of emotions. The amygdala is well suited
for this job. It receives input from the hippocampus, the
prefrontal cortex, the thalamus, midbrain nuclei, and other
cortical and subcortical areas (Maren, 2001). For our
purposes, we can consider the amygdala to be divided into
several nuclei: the basolateral (BL), the lateral (LA) and the
basomedial (BM) that together make up the basolateral complex,
the BLA (Maren, 2001). It is the lateral nucleus where
the information from other areas is received. The associations
between a conditioned stimulus and response are believed to be
stored in the BLA and when appropriate, a signal is sent to the
Central (Ce) nucleus of the amygdala. (Fig. 1)

Fig. 1
Activation of the Ce is necessary to produce the behavioral,
autonomic and endocrine components of an emotional response by
activating other areas of the brain. The Ce projects neurons to
the nucleus accumbens, the prefrontal cortex and other
structures. (Fig 2)

Fig.
2
Of
all the emotional states we experience, none is more primitive
or powerful than fear. If we understand how a fear response is
disrupted, we may be able to understand how tapping works. For a
model of fear we chose phobias.
ENCODING FEAR
Fear produces responses that are characteristic, easily
recognized and involuntary. Evolution has crafted these
responses to promote survival in the face of present and future
threats. However, an inappropriate fear response, such as a
phobia that provides no evolutionary advantage, causes
physiological changes that can produce distress and dysfunction.
Phobias are characterized by a persistent, irrational and
excessive fear of objects or situations. Since there is no real
imminent danger associated with these objects or situations,
they can be considered conditioning stimuli (CS). Phobias can be
associated with anything: bugs, colors, numbers, light, dark,
bridges, tunnels, elevators and planes. Not everyone develops a
phobia. It has been suggested that a special genetic and
environmentally modulated neurobiological landscape is necessary
to encode a phobia. (Gapenstand & Anns & Ekbolm & Oreland &
Fredrikson. 2001). This unique moment during phobia encoding
would be almost impossible to reproduce. Treatment that disrupts
the encoded phobic response may therefore extinguish it forever.
Phobias are learned and as such are
fundamentally different than responses to an innate
(unconditioned) fear stimulus. A fear response (FR) occurs by
exposure to an innate fear stimulus. Such stimuli, which are
reflective of the fear of being killed, are hard wired in the
brain and include: fear of the unknown (novel situations),
heights (falling), closed spaces (being trapped), open spaces
(no place to hide), creepy crawly things (land based predators)
and something coming out of our visual fields (air based
predators).
These survival stimuli do not reach
consciousness because details are unimportant, only the emotion
of fear is experienced and responded to. Avoidance is mandated.
Accordingly, the thalamus, which is the first sensory connection
in the brain, has direct projections to the amygdala (Doron &
LeDoux, 1999).

Fig. 3
An innate (unconditioned) fear stimulus
leading to a FR in the presence of another object or situation
sets the stage for the generation of the phobia. For example,
traveling over a bridge (CS), one might look down and see the
height (UFS). It is the height that causes you to become
fearful. This occurs at the subconscious level; one is not
immediately aware why you are frightened, however, since you are
consciously aware that you are on a bridge, if the neural
landscape is primed, the bridge then becomes associated with the
fear response. Thus, when you bring an image of a bridge to
consciousness, you become fearful. (Fig. 4) It is
important to note that not all CS that are involved with fear
responses reach conscious awareness. Thus, in Panic Disorder and
PTSD much of the conditioning stimuli remain in the
subconscious. These subconscious CS can still produce a fear
response through the final common pathway, the amygdala. It is
the biological consequences of this response that make us
remember.
Fig. 4
NEUROPHYSIOLOGY
One
laboratory model for the study of phobias and its treatment is
Pavlovian fear conditioning and extinction (Maren, 2001).
Fear conditioning occurs when a conditioning stimulus (CS),
generally a tone, is followed by and unconditioned fear stimulus
(UFS), generally a mild foot shock. Conditioned fear requires
learning and produces a stereotypical freezing behavior that can
be measured and used for research purposes. After several
pairings of the tone with shock, the animal comes to react with
fear to the tone (CS), just as the bridge (CS) was able to
produce fear. It is the anticipation of the shock (the tone)
that produces the fear, not the shock itself. However, unlike
phobias, conditioned fear is an appropriate response designed to
increase survival. This association is felt to be stored in the
BLA. Research data suggests that glutamate agonists enhance
learning and glutamate antagonists inhibit the learning of the
fear response in mice (Myers & Davis 2002). Glutamate, an
excitatory amino acid, is involved in activating genes that are
necessary for memory storage and retrieval (Reidel & Platt &
Micheau 2003). These genes alter the wiring and firing of
neurons. This implies that glutamate is released locally (Tsvetkov
& Shin & Shakov 2004) where learning takes place. GABA, an
inhibitory amino acid, inhibits glutamate and, as such, GABA
agonists inhibit fear conditioning and GABA antagonists
accelerate it (Myers & Davis 2002).
Another model for phobias is called Passive Step Down Avoidance.
Here an animal is placed on a platform that begins to vibrate.
The animal becomes fearful and attempts to escape by stepping
down onto a grid. The grid is electrified and gives a shock to
the animal and the animal returns to the platform. When the
animal remains on the platform for a preset time, for example, 5
minutes, the animal is considered trained in step down
avoidance. Here, too, glutamate agonists enhance (Liang & Hu
& Chang 1996) and GABA agonists inhibit (Castellano &
Pavone 1988) learning.
While a phobia and the various
conditioned fear paradigms are encoded differently, the
association between the CS and the UFS in the amygdala leads to
activation of the Ce and a fear response. Experiments that
extinguish this response may therefore be of help in
understanding tapping.
EXTINCTION TRAINING
Removal of a fear response to a
conditioned stimulus can be accomplished by several methods. One
laboratory model uses a technique called extinction training.
Here, exposure to the CS is not paired with the UFS. During this
training, learning takes place. These new pathways lead to a
decrement in the fear responses. Extinction does not appear to
be simple forgetting (where no, non-reinforced CSs are
presented) because if extinction training is carried out so that
the CS no longer produces the FR, spontaneous recovery (recovery
of response over time), renewal (recovery of response when CS is
presented in a novel environment), or reinstatement (recovery of
response after presentation of UFS under the situation where the
UFS/CS link was forged) can occur over time. Thus, the link
between the CS and UFS remains intact. For humans, extinguishing
of a phobia has been studied with a technique called Systematic
Desensitization (Wolpe 1958). This approach is similar to
extinction training. (Davi & Myers, 2002). The medial
prefrontal cortex appears to modulate responsiveness during
extinction training. Recent research has shown that stimulation
of the medial prefrontal cortex reduces the outflow of the Ce of
the amygdala by gating BLA to Ce pathway. (Quirk & Likhtik &
Pelletier & Pare 2003) (Fig 5). This has been
ascribed to a connection between the prefrontal cortex and a
group of inhibitory neurons intercalated between the BLA and the
Ce. (Pare D, Royer S, Smith Y, Lang EJ 2003).

Fig. 5
(Modified from Quirk 2003)
Here, if danger is present, as
evaluated by the prefrontal cortex, then an inhibitory signal is
sent to the inhibitory GABA neurons in the amygdala. If danger
is considered minimal or absent, such as during extinction
training or desensitization, then the prefrontal cortex becomes
unavailable to send a signal to these GABA neurons, allowing for
activation of these inhibitory neurons and blocking the Ceàbrainstem
transmission (Sotres-Bayon, F, Bush DEA, LeDoux JE. 2004).
This process makes sense in that it allows for conscious
evaluation of danger. Desensitization, like extinction, does not
affect the encoding, as it leaves the CS to US (stored in the
BLA of the amygdala) pathway intact, allowing for reinstatement,
renewal and spontaneous recovery to occur. Here as well,
glutamate enhances and GABA diminishes the effectiveness of
extinction training (Davis M, Myers KM. 2002). These
results are critical in understanding the decrement in distress
seen during tapping and sensory stimulation.
Chemical approaches to extinguishing
this response have also been carried out. In a classical
Palvovian Fear Conditioning study, two animals were given a
shock after a tone and this process was repeated until they
froze in response to the tone. They then received infusions of
anisomycin, a protein synthesis inhibitor (Nader & Schafe &
LeDoux 2000). One animal received the infusion after the
tone (where the animal froze) the other without the tone (no
freezing). The animal that received the anisomycin after the
tone no longer froze when exposed to the tone, permanently. The
animal that received the anisomycin without exposure to the tone
still froze when the animal heard the tone. This remarkable
result is critical to understanding the temporal relationship
between activation and permanently de-linking a distressful
thought and its emotional response. A similar experiment was
repeated with a GABA agonist muscimol (Muller & Corodimas &Feidel
& Ledoux 1997). Here, the muscimol was given before training
and retesting. As long as the muscimol was in the animal’s
system, the animal that received the muscimol could not learn or
express the learning. The conclusions were that a fear response
could only be disrupted shortly after being activated by a
protein synthesis inhibitor and that a GABA agonist could
temporarily disrupt learning and subsequent fear responses.
Extinguishing a fear response has also been accomplished via
serotonin pathways. Wistar rats had electrodes placed in the
dorsal raphe nucleus, the source of serotonergic projections to
the brain. Serotonin modulates information processing. It
decreases pattern recognition and diminishes associative
processing. (Spoont 1992). Using a passive step down
avoidance paradigm, the animal was placed on the platform after
training and the dorsal raphe stimulated. It was found that fear
memories could be permanently disrupted by stimulation of the
dorsal raphe (causing a global release of serotonin) when the
animal was on the platform. Thus, on subsequent testing, the
animal that had been trained to avoid stepping down, no longer
retained that fear. In another experiment under similar
conditions, chemical depletion of serotonin from the raphe
nucleus prior to electrical stimulation prevented the loss of
fear. These results imply that serotonin plays a role in
extinction ( Fiberger HC, Lepiane FG, Phillips AG, 1978)
WHY TAPPING WORKS
Using this information, we would like
to speculate about a potential mechanism for tapping of the fear
response. The tapping protocol begins with imaginal
re-activation (affect activation) of the feared object
(modified from Callahan 2001) (Fig. 6).

Fig. 6
We believe that ‘affect activation’ is
the critical aspect for success of this method. One needs to
elicit the actual target emotions, in vivo, in order to
interrupt the pathway. During affect activation, we propose that
glutamate is locally released in areas corresponding to the
neural circuit that initially encoded the conditioned fear.
Without local release of glutamate, no amount of tapping or
sensory stimulation will be effective. We hypothesize that
multi-sensory stimulation (tapping, massage, eye movement, etc.)
causes a generalized release of serotonin via ascending
pathways. This release is non-specific and global, that is, it
is not related to the content or context of the feared object.
(Fig. 7). This release is different than that seen by
desensitization or extinction training that alters serotonin
levels in the prefrontal cortex. (Santini, E, Ge H, Ren K,
Pena De Ortiz S, Quirk, GJ 2004) Multi-sensory stimulation
affects the entire brain including the amygdala and prefrontal
cortex.

Fig. 7
During sensory stimulation, two events can occur. We postulate
that serotonin decreases the inhibitory signal from the
prefrontal cortex to the intercalated neurons and allows for
GABA release. Ce outflow to the brainstem is inhibited and the
patient experiences a decrease in distress (decreased SUD during
treatment) (Figs. 5 &8). It is again important to note
that both the memory, as stored in the cortex and the connection
between the CS and the UFS remain intact. This allows for
renewal, reinstatement and spontaneous recovery.
SerotoninàPrefrontal
CortexàIntercalated
GABA Neurons=>Ce àX
(Brainstem)
Fig. 8
Simultaneously, serotonin causes GABA release via serotonergic
receptors in the BLA. This combination, GABA and serotonin,
inhibits glutamate from activating protein synthesis, preventing
the re-storing and thus de-linking the CS to UFS pathway in the
amygdala. This blockade prevents the ultimate re-activation of
the Ce and the fear response (Fig. 9).
GABA
Serotonin
CS
à
Glutamate à
X (UFS)
Fig. 9
To better
understand this de-linking, imagine your amygdala is like a
beach filled with holes (CSs). Just before a specific thought
activates an affective (fear) response, a certain hole in the
BLA fills with glutamate. This then links with a UFS and sends a
signal to the Ce. During sensory stimulation (tapping protocol),
when a serotonin wave flows in, GABA is released and the
glutamate filled hole and only the glutamate filled hole
interacts with the serotonin and solidifies (protein synthesis
is inhibited and the link to the UFS is disrupted,). Since the
hole is now gone, the ability to re-activate that CS to UFS link
is lost. It suggests that phobias are stored not in the cortex
(memory), but in the CSà UFS connection in the BLA. This also explains the broad-based
effectiveness of this therapeutic approach. All holes on the
beach can interact with serotonin when activated. However, since
only one hole can be activated at a time only one thought
leading to activation of a CS can be de-linked.
Thus, bringing a phobia to
consciousness activates a specific glutamate driven circuit that
produces a fear response. Sensory stimulation (tapping protocol)
raises serotonin and GABA is released in the areas where the CS/UFS
association is encoded, and the prefrontal cortex. This
decreases the distress by directly blocking Ce outflow and can
de-link the CS/UFS connection. After successful treatment, the
ability to generate a sharp picture of the CS is diminished
because the efferent transmission from the Ce, that increases
salience, does not occur.
The relationship between central
neuromodulation and activation of peripheral sensory receptors
is of critical importance and has been studied by the use of
electro acupuncture (EAc). Significant improvements were
observed in psychological functioning and pain modulation from
patients treated with EAc (Chen 1992). Furthermore, the
effect of EAc was attenuated after biosynthesis of serotonin was
reduced or by specific central serotonin receptor blockade
(Chang & Tsai &Yu & YI & Lin 2004). Thus, a connection
between peripheral receptors, serotonin and behavior has been
demonstrated. How sensory stimulation (tapping protocol) is
transduced to a rise in serotonin and GABA remains uncertain,
but a simple mechanical process involving sensory receptors has
been proposed (Andrade and Feinstein 2003).
CONCLUSIONS AND OTHER THOUGHTS
This
model suggests that activation of the affect followed by sensory
stimulation provides a neurobiological basis for this approach.
This model provides an outline that addresses the permanence,
specificity, ability to generalize to other types of affective
problems (via amygdala de-linking) and the temporal relationship
between activation of the affect and a successful treatment. In
addition, decreased prefrontal activity secondary to increased
serotonin accounts for the observed decrease in distress during
treatment. Animal studies have confirmed experimentally the
relationship between activation and the ability to permanently
disrupt a fear response. If we consider UFSàCe
the final common pathway then de-linking the CSàUFS
allows us to understand the ready treatment of different
phobias, PTSD, and other primary amygdala based emotional
states. This model does not address other remarkable claims made
by practitioners, namely surrogate tapping, where the therapists
tap themselves and the patients is healed, and distance healing.
Current knowledge of biology and physics cannot explain these
observations and we await a more comprehensive theory.
Nonetheless, the majority of what we observe can be understood
in this simple model.
For phobias, PTSD, panic disorder and
other emotional states the amygdala is the final common pathway.
For disorders such as OCD, addictive cravings, depression,
generalized anxiety, the amygdala is one of many inputs to other
part of the brain that affect these behaviors. Thus, OCD has an
abnormally functioning caudate nucleus and addictive cravings
have an abnormally functioning nucleus accumbens. For example,
affect activation followed by sensory stimulation of an
individual for an addictive craving produces only a short-lived
(hours to days) benefit. This procedure does not change the
underlying dysfunctional system that produced the behavior, only
that specific connection that produces a Ce efferent signal. The
underlying dysfunctional systems are permissive stressors that
continually activate the amygdala for re-learning and relapse.
Treatments that seek to correct the dysfunction either by
medications, psychosocial intervention, or removing amygdala
based (such as PTSD) problems therefore becomes important.
Among the major controversies
present in the field of Energy Psychology, of which TFT is representative, is the location and sequence of tapping. While the
neurobiological model does not require a specific sequence of
tapping, sensory receptor density (location where you tap) may
affect the rate and intensity of serotonin release. It is
possible that any stimulation that affects the serotonin system
can be used. Thus, tapping, acupuncture, humming, mind-full
meditation, cognitive tasks, eye movements and other sensory
modalities that require focus (hence decreased activity from
other parts of the brain) may be useful to raise serotonin after
affect activation.
It is interesting to speculate
why serotonin reuptake inhibitors are useful in the treatment of
primary amygdala based disorders (PTSD, phobias, panic disorder
and other emotional states). It is possible that the SSRI’s, by
increasing serotonin, alter the brain’s ability to process
information. (Spoont 1992). This may prevent glutamate release
in the amygdala or allow for the prefrontal cortex to send a
no-danger signal to the intercalated neurons. Return of these
psychological problems after removal of the drug (unless the
problem is dealt with in another way) is usual.
Current treatment for
emotional disorders can be classified into two major categories
or pillars, psychological (mind to brain) and pharmacological
(drug). The psychological treatments encompass hundreds of
approaches that involve talking, exploring and thinking that are
content specific. Pharmacotherapy alters brain functioning by
the introduction of chemicals based on a particular diagnosis.
The approach outlined above, involving appropriately timed
non-specific sensory input to the brain, changes both
neurotransmission and neuromodulation that alters connectivity.
By doing so it affects memory retrieval and response. This
specific therapy can be considered part of a broad new third
pillar. We suggest this pillar be called psychosensory
therapy, the application of sensory input to alter behavior,
mood and thought. Other therapies that can be included are yoga,
exercise, EMDR, music therapy and many others. Future research
will better define this field.
This paper outlines a
mechanism by which a potent, content specific and a non-specific
intervention are combined to produce a powerful treatment
modality. We would suggest that these specific treatments be
called Affect Activation/Sensory Stimulation (AA/SS)
based on the process. We can now argue that certain disorders,
especially those rooted in feelings of anxiety or a traumatic
event, can be treated by this new therapy. Animal and human
research, strongly suggests that real or imaginal activation of
an emotional response to a thought appears to make the response
labile, subject to disruption. When activation is followed by a
simple procedure the emotional response to the event appears to
have vanished, often for good. If one uses this model for
therapy, uncovering that primal event from which the emotion
arises becomes the goal. For all three pillars, however, it is
the skill of the therapist that remains critical for success.
There is no easy road to treat complex psychological disorders
but a new approach can now be offered to aid in reducing
distress for our patients.
---------------------------------
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Tsvetkov E, Shin RM, Bolsakov,VY. (2004).
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Wolpe J. (1958). Psychotherapy by
reciprocal inhibition. Stanford University Press, Stanford, Ca.
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375
Municipal Drive, Suite 230, Richardson, TX 75080

Steve Reed is available for
an office appointment for your counseling and
psychotherapy needs in the Dallas, Fort Worth, DFW
metroplex, including Addison, Allen, Arlington, Bedford,
Carrollton, Colleyville, Denton, Euless, Flower Mound,
Frisco, Garland, Grand Prairie, Grapevine, Highland Park,
Hurst, Irving, Keller, Lake Highlands, Lewisville,
McKinney, Mesquite, Plano, Richardson, Rockwall, Rowlett,
and University Park. He also offers phone appointments from
anywhere in the world. Steve is a
creator of self
help products,
seminars
for the public, and
professional training classes on new
leading-edge therapies
such as REMAP,
EFT
Emotional Freedom Technique,
EMDR Eye
Movement Desensitization and Reprocessing, TFT Thought Field Therapy,
and NLP Neuro Linguistic
Programming.
Copyright
© 1997-2007 Steve Reed,
Dallas Counseling & Psychotherapy.
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